MFDA issues Notice of Settlement Hearing in respect of Sean Pindar

MFDA issues Notice of Settlement Hearing in respect of Sean Pindar

TORONTO, Nov. 25, 2021 /CNW/ – The Mutual Fund Dealers Association of Canada (the "MFDA") announced that it has issued a Notice of Settlement Hearing dated November 12, 2021, regarding the presentation, review and consideration of a proposed settlement agreement by a Hearing Panel of the MFDA's Atlantic Regional Council.

The settlement agreement will be between Staff of the MFDA and Sean William Pindar (the "Respondent") and involves matters for which the Respondent may be disciplined by a Hearing Panel pursuant to MFDA By-laws. The proposed settlement agreement concerns an allegation that between October 11, 2017 and December 5, 2018, the Respondent completed the payee, amount, dates, and signed the signature of NJ on three cheques; and completed …

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